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Compliance Analyst

Company: Ameriprise Financial
Location: Green Bay
Posted on: August 13, 2019

Job Description:

Job DescriptionInspect, for an assigned area, practices and procedures to verify compliance with applicable law, government regulations, and company policies. Ensure the proper recording of transactions and compliance with applicable laws and regulations.Responsibilities Investigate low- to medium-complexity issues and opportunities with direction from leader, gather and track related information, and make appropriate recommendations. Assist business partners in developing and implementing adequate compliance policies and procedures. Assist business partners in developing adequate compliance policies and procedures and conducts audits to ensure compliance with them. Serve as a resource on assigned subjects, e.g., day-to-day activities for one line of business. Assist in coordinating regulatory exams and inquiries, e.g., draft written inquiries for leader review. Maintain current knowledge of industry practices and developments. Complete basic data analysis-conducting general reviews of internal business practices, as needed-to identify potential problems and mitigate risk. Escalate issues and maintain records as required or appropriate.Required Qualifications Bachelor's Degree or equivalent relevant experience. 1-3 years of relevant experience. Strong analytical skills with high attention to detail. Excellent written, verbal and interpersonal communication skills with the ability to establish and maintain positive. internal and external relationships. Strong probing and inspection skills. Project coordination experience.Preferred Qualifications Insurance related coursework.About Our CompanyAmeriprise Auto & Home Insurance is a division of Ameriprise Financial, a FORTUNE 500-- company. Through exclusive partnerships with organizations such as Costco, we are able to offer their clients our personal insurance products. We offer customers across the nation high-quality, cost-effective auto, home and umbrella insurance products. At Ameriprise Auto & Home Insurance, you will work in a culture that is dedicated to driving results with a strong focus on our handle with care culture. Regardless of department or location, we all share in a commitment to our clients, each other, the communities in which we live and work, company goals, and delivering on our mission statement. We invest in our employees with growth and development opportunities via Ameriprise University, competitive pay, and a generous benefits package. Benefits are effective the first day of employment for full-time employees.We are an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, or any other protected characteristic. The EEO is the Law poster is available here.VEVRAA Federal ContractorWe request Priority Protected Veteran & Disabled Referrals for all of our locations within the state.

Keywords: Ameriprise Financial, Green Bay , Compliance Analyst, Professions , Green Bay, Wisconsin

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